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Monday, 17 July 2023

Informal Introduction to Continuous functions

You may have heard people to describe the notion of continuous function in various ways:
  • the graph of such a function can be drawn without lifting the pen
  • there is no sudden jump in values
  • if we can be guarantee that change in output can be made as small as we please by making the change in input sufficiently small.
Although these are informal ways to talk about continuity of functions, it is a good way to visualize some well behaved functions. Mathematicians like Bolzano and Cauchy tried (and came pretty close) in giving a rigorous definition of continuity. Finally, Weierstrass succeeded in giving a satisfactory (and most commonly used) definition of a continuous function.
For simplicity, we shall assume that the domain of the real valued function is an interval (eg. (0,1), \mathbb{R}^+, [-1,1]) for simplicity. However, the definition is still valid for any nonempty subset of \mathbb{R}. Let f:I \to \mathbb{R} be a real valued function and let a \in I. Then f is said to be continuous at a if for any open interval V around f(a), there exist an open interval U around a, such that image set of U under f is contained in V. In logical notation:
\forall \epsilon > 0 \; \exists \delta > 0 \;  \forall x \in I \;( |x - a| < \delta \implies |f(x) - f(a)| < \epsilon)
A function f:I \to \mathbb{R} is said to be continuous if it is continuous at every a \in I. Since we are checking continuity of f at every point, this is sometimes referred as pointwise continuity. In logical notation,
\forall y  \in I \; \forall \epsilon > 0 \; \exists \delta > 0 \; \forall x \in I\; ( |x - y| < \delta \implies |f(x) - f(y)| < \epsilon)
Observe that \delta may depend on \epsilon and the point a (where we are checking continuity). In the case, where \delta is independent of point a, we say that f is uniformly continuous.
(the adjective continuous is reserved for pointwise continuity).

Let f:I \to \mathbb{R} be a continuous function and let a<b where a,b \in I. Suppose c is a real number lying between f(a) and f(b) (assume f(a) < c <f(b)). Now we collect all such numbers x \in [a,b] such that f(x)  < c. Obviously a belongs to this collection and b does not. This collection has a least upper bound (this comes from a fundamental property of \mathbb{R} called supremum property) which we call \alpha. Now, from continuity of f, if it is takes positive (or negative) value at a point, it takes positive (or negative) in a sufficiently small interval around that point (it is quite easy to prove this fact). We apply this to f(x) - c, to see that f(\alpha) > c and f(\alpha) < c contradicts the definition of \alpha. So, we showed that there exists \alpha \in (a,b) such that f(\alpha) = c.

This result is called the intermediate value theorem and the fact that I is an interval  played a role in the proof of this statement. This justifies the informal ideas of continuity.

References:
  • Calculus by M. Spivak





Wednesday, 12 July 2023

Naïve Set Theory and Paradoxes

A naive approach to set theory creates a lot of foundational problems, famous examples being paradoxes of Russell, Cantor and Burali-Forti. Discovery of these paradoxes implied that Cantor's original formulation of set theory was inconsistent. This article will introduce the aforementioned paradoxes.

Russell's paradox is closely related to the notion of a universal set. It can be stated as follows: Let R be the set of all sets that are not members of themselves. Is R member of itself? It doesn't matter if we assume R \in R or R \not \in R, we reach contradiction either way. In logical notation:

   Let R = \{r| r \not \in r \}. Then R \in R \iff R \not \in R 

To understand Cantor's paradox we need to understand the notion of a cardinal. We say that two sets are equinumerous if there exists a bijection between them. It is easily shown that equinumerousity is an equivalence relation. So we can pick out a representative from each equivalence class and we shall call them cardinals. Let |X| denote the cardinal associated with X. Let \chi denote the set of all cardinals. We will show that there exist a cardinal not belonging to \chi which is a contradiction.

For that purpose, we give a partial order on \chi as follows: \mathcal{A} \leq \mathcal{B} iff here exist an injection from \mathcal{A} to \mathcal{B}. In particular, \mathcal{A} < \mathcal{B} means that there is an injection f:\mathcal{A} \to \mathcal{B} but there is no bijection between them. It is fairly easy to check that \leq is a reflexive and transitive. Antisymmetry follows from Schröder–Bernstein theorem. There is a trivial injection between a set X and its powerset \mathcal{P}(X) namely x \mapsto \{ x\}. However Cantor proved that there is no bijection between a set and its power set. So |X| < |\mathcal{P}(X)|. (Note if A \subseteq B then |A| \leq |B|.)

Let \mathcal{C} be the cardinal associated with union of all cardinals ie. \mathcal{C} = |\bigcup \chi|. Noting that every cardinal is a subset of \bigcup \chi and that inclusion maps are injective, we have \mathcal{A} \leq \mathcal{C}, for all \mathcal{A} \in \chi. However \mathcal{C} < |\mathcal{P}(\mathcal{C})| and so |\mathcal{P}(\mathcal{C})| \not \in \chi which is absurd.

Burali-Forti paradox deals with ordinals. We are interested in partially ordered set (W, \leq) where every nonempty subset of W has a least element. These are called well ordered sets (or wosets). Given two partial orders (W_1, \leq_1) and (W_2, \leq_2), a function f:W_1 \to W_2 is called an order-isomorphism if f is a bijection and preserves order in both direction ie. a \leq_1 b iff f(a) \leq_2 f(b) and in case such a function exists, we say (W_1, \leq_1) is isomorphic to (W_2, \leq_2). It is easy to check that this is an equivalence relation. Also note the property of "well order" is preserved by isomorphism. So from each equivalence class whose members are wosets, we can pick a representative whom we call an ordinal. Let \Omega denote the set of all ordinals.

A classical result states that given two wosets (W_1, \leq_1) and (W_2, \leq_2), exactly one of the following holds: (this is known as trichotomy of ordinals)

  • (W_1, \leq_1) isomorphic to  (W_2, \leq_2)
  • (W_1, \leq_1) isomorphic to a proper initial segment of (W_2, \leq_2)
  • (W_2, \leq_2) isomorphic to a proper initial segment of (W_1, \leq_1)

So, we can define a partial order \preceq on \Omega in a natural way. With some work, we can show that (\Omega, \preceq) is a woset. So there is an ordinal \omega associated with (\Omega, \preceq). Cantor had proved that any ordinal \beta is the ordinal associated with the set \{\alpha \in \Omega | \alpha \prec \beta \} well ordered using \preceq. So, in particular the proper subset \{\alpha \in \Omega | \alpha \prec \omega \} of \Omega is order isomorphic to \omega and hence isomorphic to \Omega which contradicts the trichotomy theorem.

Cantor's theory of sets consisted of laws of first order logic, axiom of extensionality (which states that two sets are equal iff they have the same elements) and axiom schema of comprehension (which states that given any logical property, we can construct a set containing precisely those elements satisfying the given logical  property) which turns out be the source of all these paradoxes. Standard theories like ZF set theory prevent these paradoxes by weakening the comprehension axiom, so we cannot construct universal set, set R described in Russell's paradox, set of all  cardinals \chi or set of all ordinals \Omega.

PS: This is an unreleased draft of an article which is probably gonna appear in CMIT's Donut. However, I have to cut down some words in final version.

References:
  • Foundations of Mathematics by Kenneth Kunen
  • Naive Set Theory by Paul Halmos

Mathematical Biscuit I

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